Cross-border private capital needs more than one regulator to say yes. Floww holds its own broker-dealer and FCA permissions, plus the fund management, custody and trust company layers underneath them. Every entity named, every number checkable on a public register.
Check any of these against the public register before you rely on them. We would rather you did.
FINRA-member broker-dealer, CRD 328174, SEC file 8-71155, approved 19 September 2024. Places 506(b) and 506(c) private offerings, distributes to US accredited investors and supervises registered representatives. No disclosure events on the public record.
Authorised and regulated by the Financial Conduct Authority, FRN 980098. Arranges and deals in investments and approves Section 21 financial promotions for UK professional and high-net-worth investors. Directly authorised, not an Appointed Representative of a principal firm.
The vehicle layer beneath both markets: alternative investment fund management, regulated custody and depositary services, plus a trust company that forms and administers the SPVs and holding structures your deals sit in. Held in-house, not contracted to a third party.
A regulated venue for secondary transactions in private securities. The broker-dealer, identity layer, orderbook and settlement architecture are already in production; the ATS that runs on top of them arrives in 2026. We will say it is live when it is live.
One affiliation replaces a FINRA shop, an FCA umbrella and a separate vehicle administrator. One counterparty, one fee schedule, one compliance relationship.
One verification accepted by every entity above. Accreditation in the US, self-certification in the UK and tax reporting generated rather than chased.
A 30-minute call with our compliance team on the permissions you need, the affiliation path and the paperwork behind it.